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Execution and Clearing
Ceros Financial Services, Inc. can provide you with advanced trading tools and speed in executing your trades.

Backed by one of the noteworthy platforms in the industry–one that executes an average daily share volume reaching 80 million–Ceros Financial Services, Inc. can provide you with advanced trading tools as well as speed in executing your trades. Ceros Financial Services, Inc. also provides advanced technology to automate your investment process as well as a wealth of online financial information. What does this mean to you? Better information for better execution.

  • Trading capabilities include equities, mutual funds, stocks, commodities, ETFs and options—with simultaneous views of the market and critical account information
  • Advanced technology to automate your investment process
  • A wealth of online financial information
  • Review order status for each of your clients' accounts

Payment for Order Flow Practices/ Disclosure of Order Execution and Routing Practices

The following statement is provided to you as required by Rule 11Ac1-3 of the Securities Exchange Act of 1934

Ceros Financial Services, Inc. does not receive compensation for directing order flow. Ceros routes orders through National Financial Services LLC (“NFS”), selected ECN’s and other execution points.

In consideration of orders routed by Ceros to an Electronic Communications Network (“ECN”), the following apply: Orders routed to an ECN are executed on an Agent basis on behalf of Ceros. Industry wide pricing practices result in charges or rebates to Ceros for adding or subtracting liquidity when routing orders to an ECN.

Ceros Disclosure of Order Routing Practices as required by SEC Rule 606 (formerly SEC Rule 11Ac1-6 of the Exchange Act )

Ceros Financial Services, Inc. is a member of The Securities Investor Protection Corporation (SIPC), which protects securities customers for its member up to $500,000 (including $100,000 for claims for cash). An explanatory brochure is available upon request at www.sipc.org.

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9601 Blackwell Rd. Suite 325
Rockville, MD 20850
Member FINRA|SIPC