1.3 AXOS 2024 3 2024-10-21T13:51:10Z 2024 07 100.00 82.67 2.46 8.55 6.32 Virtu Americas, LLC 35.60 41.77 14.02 8.00 0.74 1361.25 7.5000 96.01 7.5000 85.08 7.5000 0.49 0.1849 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 14.44 13.70 16.44 12.42 26.08 486.33 7.5006 229.33 7.5020 39.47 7.5007 38.77 7.5008 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 14.20 13.30 16.17 12.81 27.13 637.51 7.5001 44.28 2.9282 56.72 3.2631 68.18 7.3837 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 14.01 13.51 21.56 11.88 20.50 607.01 7.5262 29.47 7.5157 66.35 7.5217 24.51 7.5168 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Two Sigma Securities, LLC 13.71 13.09 16.17 11.02 24.50 1154.02 7.5000 64.27 7.5000 87.20 7.5000 94.76 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. 100.00 79.39 6.02 8.61 5.98 Virtu Americas, LLC 41.03 50.95 2.15 2.35 4.23 10269.28 7.4854 1337.13 7.5000 88.82 7.4999 9.03 0.0710 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 13.69 11.27 24.01 23.20 21.69 3054.35 3.9495 2074.07 2.0824 682.95 1.9392 234.53 6.8103 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 13.56 11.23 23.12 20.22 25.25 2067.50 5.5672 2744.02 3.8654 945.68 2.5166 232.57 7.3577 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 13.50 11.24 23.18 21.11 22.69 4014.37 7.5073 1613.56 7.5029 6459.51 7.5008 736.89 7.5000 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 12.99 10.57 21.96 21.07 24.36 4982.69 5.1869 3126.38 2.4137 1630.26 3.5717 626.60 7.3677 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 15.37 17.85 65.73 1.06 Susquehanna Financial Group, LLP 51.69 48.17 53.33 51.99 56.25 3412.25 21.4162 2638.05 19.6591 3916.45 22.2046 32.50 25.0000 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. Citadel Execution Services 48.15 51.83 46.48 47.81 43.75 4586.95 27.5013 5038.35 31.7616 4284.60 31.5764 165.10 47.1714 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2024 08 100.00 91.39 1.42 3.85 3.35 Virtu Americas, LLC 62.20 66.97 6.64 11.59 13.53 1975.41 7.5000 23.26 7.5000 6.27 7.5000 0.23 0.1103 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 8.12 7.19 20.27 12.57 23.04 456.12 7.4999 63.67 4.7004 28.80 4.3591 27.67 6.9874 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Two Sigma Securities, LLC 8.03 7.15 20.76 12.75 21.35 986.07 7.5000 86.25 7.5000 100.72 7.5000 61.58 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. UBS Securities, LLC 7.85 6.92 21.26 12.08 22.55 253.35 7.9965 306.07 7.9967 74.56 7.5615 25.34 8.6308 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.38 6.59 20.27 11.83 18.39 607.01 7.5262 29.47 7.5157 66.35 7.5217 24.51 7.5168 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 87.11 3.17 5.78 3.94 Virtu Americas, LLC 66.51 74.46 8.60 4.46 28.23 14205.10 7.4309 1804.88 7.5000 216.59 7.5000 0.84 0.0032 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 6.98 5.07 19.79 21.30 17.90 2326.73 2.1634 655.23 1.5122 290.60 1.8903 226.01 5.6144 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Canaccord Genuity Securities 6.87 5.12 21.96 18.17 16.86 4014.37 7.5073 1613.56 7.5029 6459.51 7.5008 736.89 7.5000 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. UBS Securities, LLC 6.83 5.09 19.82 18.06 18.38 1570.99 4.1206 1771.93 1.4209 538.60 1.8540 229.09 5.0362 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Two Sigma Securities, LLC 6.70 4.85 21.04 18.96 17.93 4124.92 2.3718 1726.29 1.2091 917.23 4.2534 372.84 7.2520 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 15.67 16.11 67.53 0.69 Citadel Execution Services 52.65 51.72 53.82 52.39 71.88 5890.40 26.8233 4410.86 32.0487 2122.61 13.4062 620.00 56.9853 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 47.35 48.28 46.18 47.61 28.12 3624.10 21.3937 1793.90 20.7339 2309.00 13.5235 178.30 57.5161 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2024 09 100.00 90.97 1.11 3.31 4.61 Virtu Americas, LLC 61.03 65.60 25.27 12.16 14.52 1156.02 7.5000 62.37 7.5000 31.45 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 8.35 7.41 15.43 13.86 21.08 436.57 7.5264 18.94 7.5206 87.05 7.5145 18.65 7.4975 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.29 7.22 17.02 15.47 22.17 268.44 7.9547 257.40 7.9460 37.39 7.7169 34.60 7.5209 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 8.27 7.14 13.83 18.07 22.30 399.11 7.5001 14.45 3.0264 32.32 4.0845 51.11 7.0740 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Two Sigma Securities, LLC 8.25 7.36 14.36 14.85 19.73 819.23 7.5000 116.09 7.5000 88.76 7.5000 77.35 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. 100.00 86.04 3.02 6.43 4.50 Virtu Americas, LLC 67.96 77.08 5.93 2.26 29.15 12701.05 7.4681 1444.28 7.5000 93.89 7.5000 1.84 0.0122 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 6.82 4.57 22.07 22.40 17.19 6298.25 7.5040 1275.21 7.5048 1960.30 7.5027 295.87 7.5012 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. UBS Securities, LLC 6.75 4.53 21.11 22.53 17.11 1201.36 3.1679 1814.30 2.7495 892.54 5.1563 302.06 8.4196 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Two Sigma Securities, LLC 6.74 4.43 21.51 22.70 18.06 4231.82 2.6592 2553.34 4.9951 1215.33 4.8819 277.13 4.8508 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. CITADEL SECURITIES LLC 6.67 4.42 23.49 21.15 17.68 1979.63 2.5661 1411.94 2.6195 543.82 2.6755 280.70 5.3567 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. 100.00 16.36 15.35 67.45 0.83 Susquehanna Financial Group, LLP 50.26 47.47 51.10 50.86 40.62 3044.55 18.9514 2612.10 27.8922 2331.75 13.1745 207.10 62.0060 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. Citadel Execution Services 49.72 52.53 48.90 49.10 59.38 4027.40 26.2679 4278.71 27.9691 1812.68 14.2484 520.85 54.4253 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract.