1.3 AXOS 2024 4 2025-01-24T16:31:11Z 2024 10 100.00 90.32 1.46 3.89 4.33 Virtu Americas, LLC 64.94 70.51 29.90 8.60 11.23 2889.25 15.0000 48.20 15.0000 22.84 15.0000 1.13 1.0901 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 7.32 6.26 8.33 11.98 24.89 329.02 7.5006 298.78 7.5017 43.50 7.5009 77.76 7.5005 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.23 6.42 12.25 11.30 18.92 445.09 7.5278 32.12 7.5131 148.51 7.5069 15.80 7.5349 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Two Sigma Securities, LLC 7.14 6.27 9.64 11.55 20.52 1112.65 7.5000 194.45 7.5000 60.52 7.5000 153.80 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. CITADEL SECURITIES LLC 7.14 6.09 10.95 12.35 23.06 600.76 7.5000 26.88 2.3752 147.54 5.7197 97.66 7.1519 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. 100.00 85.29 3.17 7.13 4.41 Virtu Americas, LLC 67.14 77.08 4.83 1.76 25.51 27288.54 14.8264 2746.02 15.0000 370.18 13.5408 15.79 0.0908 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 6.97 4.64 21.78 21.04 18.73 1698.97 6.8786 2220.04 5.9925 1072.42 4.7400 184.16 6.5190 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Two Sigma Securities, LLC 6.86 4.54 22.54 20.92 17.89 5456.38 6.8494 2659.54 5.0609 1692.73 6.2873 295.57 7.2250 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. CITADEL SECURITIES LLC 6.83 4.44 21.62 21.83 18.25 3241.92 6.8345 1024.90 2.5558 767.28 3.4777 208.00 6.3111 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Canaccord Genuity Securities 6.83 4.56 20.55 20.82 18.35 3222.23 7.5109 1334.08 7.5056 1757.41 7.5026 296.51 7.5015 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. 100.00 16.70 15.33 66.62 1.35 Susquehanna Financial Group, LLP 50.25 49.13 49.12 50.80 50.00 4398.70 21.8515 2391.05 24.9120 4705.70 23.9610 45.50 52.9070 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. Citadel Execution Services 49.57 50.87 50.88 48.94 50.00 4558.70 27.4455 4989.85 37.4417 4700.30 28.4178 220.80 49.2857 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2024 11 100.00 91.33 1.08 3.90 3.69 Virtu Americas, LLC 62.24 67.51 14.92 6.37 4.57 3090.43 15.0000 32.07 15.0000 42.20 15.0000 0.03 0.0233 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 10.24 9.12 15.81 16.70 29.31 434.25 7.5007 365.60 7.5017 35.24 7.4994 53.57 7.5006 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 10.08 9.17 18.71 14.10 25.85 565.19 7.5000 62.32 2.0033 47.09 3.4293 60.81 7.3420 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 7.99 7.16 14.48 12.68 21.80 475.47 7.5291 32.50 7.5141 149.23 7.5077 17.27 7.5402 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 85.85 3.42 6.95 3.79 Virtu Americas, LLC 65.78 75.45 4.61 2.15 18.71 27889.11 14.9679 2235.67 15.0000 787.66 14.9400 41.00 0.3376 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 8.14 5.90 20.87 19.25 27.03 3329.97 6.8427 1574.58 2.8219 1054.08 3.1671 347.68 6.2991 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 7.28 5.00 21.14 20.25 22.47 2058.25 6.9009 3176.42 5.6117 1251.91 5.2051 402.96 7.2832 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 6.83 4.68 20.30 20.26 18.71 3448.04 7.5104 1359.73 7.5057 1762.63 7.5026 305.64 7.5010 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Cowen and Company, LLC 5.32 5.50 5.30 6.01 0.03 1049.67 25.0000 172.47 25.0000 127.08 25.0000 0.04 25.0000 Two Sigma Securities, LLC 5.15 3.11 20.06 20.16 10.41 5921.99 6.4959 3981.43 3.3951 2593.75 6.1706 692.02 7.0999 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 16.32 14.40 67.90 1.37 Citadel Execution Services 50.97 51.03 52.61 50.69 46.51 11603.15 25.6599 4951.75 31.1803 7349.20 31.3278 660.75 56.4261 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 48.86 48.97 47.39 49.05 53.49 6548.10 18.4287 2530.30 26.3025 5959.70 27.4009 416.95 58.6428 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2024 12 100.00 89.82 1.81 4.23 4.14 Virtu Americas, LLC 61.87 67.75 13.81 5.57 13.00 2997.51 15.0000 135.78 15.0000 55.52 15.0000 8.78 2.0544 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 9.86 8.94 14.71 12.30 25.06 254.87 7.5011 285.85 7.5022 51.18 7.5007 60.78 7.5005 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 9.77 8.92 12.02 10.82 26.00 526.25 7.5000 26.87 1.7032 24.25 2.4254 70.49 7.3645 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 7.66 6.77 11.89 10.55 22.32 343.14 7.5357 11.51 7.5224 27.25 7.5247 28.65 7.5161 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Cowen and Company, LLC 4.75 5.24 1.92 0.16 0.00 204.66 25.0000 81.61 25.0000 1.00 25.0000 0.00 0.0000 100.00 84.19 3.79 7.09 4.94 Virtu Americas, LLC 62.47 72.49 3.21 2.68 22.79 26617.04 14.8064 1278.02 13.4188 167.61 14.9913 9.00 0.0795 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 8.93 6.52 19.25 20.10 26.08 3308.93 6.2562 2315.21 2.2380 1226.46 2.5916 612.77 6.5738 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 8.63 6.17 23.60 20.00 22.69 2245.44 6.5462 4806.17 5.2985 1869.88 4.3217 482.73 7.1768 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.35 5.40 18.19 18.41 16.45 4693.39 7.5082 2480.87 7.5021 3392.44 7.5019 3283.64 7.5002 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Cowen and Company, LLC 5.52 5.72 6.83 6.28 0.02 1037.27 25.0000 647.38 25.0000 241.18 25.0000 0.00 0.0000 Two Sigma Securities, LLC 5.29 3.29 17.10 19.14 10.38 6509.27 6.6358 4950.94 3.9593 3557.96 4.6612 1126.32 7.0055 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 15.68 15.95 67.59 0.78 Citadel Execution Services 50.83 52.14 48.95 50.98 50.00 14586.40 26.7150 5532.15 35.8974 4872.80 28.0691 693.05 54.7866 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 49.05 47.86 51.05 48.84 50.00 8943.45 19.0957 3204.00 29.3353 4727.35 27.0134 571.80 58.8272 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract.