1.3 AXOS 2022 2 2022-07-29T18:19:08Z 2022 04 100.00 90.08 1.48 3.79 4.64 Virtu Americas, LLC 66.92 72.13 32.12 16.92 17.90 1540.87 7.5000 96.16 7.5000 6.07 7.5001 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 13.08 10.82 28.93 32.68 35.95 275.61 6.2894 119.35 6.6399 48.63 6.0054 93.62 6.7890 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 6.52 5.40 13.44 19.23 15.57 290.46 7.5306 12.48 7.5163 87.00 7.5093 19.46 7.4961 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 6.28 4.95 16.17 23.42 14.77 314.90 7.5000 15.02 7.4950 38.63 5.0136 24.71 3.8940 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. 100.00 84.96 3.16 5.49 6.39 Virtu Americas, LLC 60.43 69.09 15.44 7.47 13.03 3630.42 7.4778 177.04 7.5000 14.57 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 13.20 10.02 33.46 33.71 27.85 2994.83 5.4310 2455.42 4.9040 1042.77 4.6812 440.21 5.3614 Axos Clearing LLC does not receive any payments from UBS Securities LLC for directing order flow to this venue. CITADEL SECURITIES LLC 9.05 6.91 18.33 23.16 20.84 2994.04 6.4977 867.88 6.0486 488.98 4.6084 247.20 3.0549 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Canaccord Genuity Securities 8.02 6.14 17.54 19.29 18.72 3101.88 7.5083 784.69 7.5041 1434.09 7.5027 180.97 7.4990 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. 100.00 17.68 13.91 68.06 0.34 Citadel Execution Services 50.08 49.79 47.56 50.64 55.56 1903.45 29.5154 3932.20 29.4040 5450.40 30.3238 48.25 37.4031 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. SUS 49.75 49.68 52.44 49.25 44.44 1539.05 24.7555 3554.45 27.5219 4997.90 27.5275 0.00 0.0000 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2022 05 100.00 89.38 2.22 4.37 4.04 Virtu Americas, LLC 64.34 69.47 40.30 24.89 6.61 1644.63 7.5000 6.42 7.5001 13.61 7.5000 0.15 1.2838 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Canaccord Genuity Securities 8.43 6.88 15.55 21.07 25.16 332.02 7.5306 6.66 7.5356 126.07 7.5087 52.32 7.5273 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.27 6.83 15.55 19.29 24.06 263.54 7.3373 147.30 7.5010 51.87 7.4468 43.59 7.5015 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 7.76 6.50 14.88 19.46 19.10 341.20 7.5001 39.74 7.5012 38.32 5.0069 25.24 5.8556 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Two Sigma Securities, LLC 7.26 6.15 13.55 15.04 19.93 700.38 7.5000 37.92 7.5000 61.55 7.5000 51.01 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. 100.00 83.77 3.23 6.53 6.46 Virtu Americas, LLC 57.37 66.67 12.90 7.18 9.96 4169.51 7.4393 57.05 7.5000 12.36 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 11.14 8.38 25.48 27.10 23.69 3642.10 7.1238 1799.11 5.7460 724.73 3.7314 302.82 4.0343 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Canaccord Genuity Securities 10.08 7.75 19.05 22.35 23.49 3818.47 7.5098 782.95 7.5051 1065.94 7.5050 366.00 7.5011 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. UBS Securities, LLC 9.88 7.72 17.89 20.59 23.13 2620.92 7.0672 1967.84 6.6683 630.80 5.8135 469.31 7.3982 Axos Clearing LLC does not receive any payments from UBS Securities LLC for directing order flow to this venue. Two Sigma Securities, LLC 7.45 5.88 15.75 15.93 14.98 5716.03 6.8610 1580.08 5.3178 1422.33 6.8411 484.25 7.2966 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 12.68 13.54 72.64 1.14 Citadel Execution Services 50.41 51.29 49.02 50.64 42.86 1537.27 30.9497 4856.43 30.8756 5566.05 26.6064 96.35 24.6419 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. SUS 49.51 48.13 50.98 49.36 57.14 1397.30 26.6355 3406.45 26.3087 4632.50 23.9877 42.00 19.2661 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2022 06 100.00 90.87 1.56 3.85 3.72 Virtu Americas, LLC 67.99 72.58 47.85 26.87 6.81 1530.44 7.5000 5.00 7.5000 6.00 7.5001 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 7.71 6.47 12.92 19.40 23.85 242.59 7.5005 153.76 7.5013 64.88 7.5004 32.91 7.5017 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.41 6.30 12.92 18.82 20.44 356.02 7.5351 11.25 7.5271 46.99 7.5188 25.99 7.5242 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 7.18 5.97 12.92 20.37 20.74 467.40 7.5000 27.13 7.4980 28.37 5.0064 18.82 6.3849 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Two Sigma Securities, LLC 6.93 5.76 13.16 14.16 25.35 751.77 7.5000 133.98 7.5000 48.37 7.5000 43.68 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. 100.00 83.31 3.20 6.64 6.85 Virtu Americas, LLC 58.22 68.51 9.02 4.24 8.27 4109.36 7.4516 21.84 7.5000 5.62 7.5001 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 11.04 7.97 24.77 29.79 23.69 3087.07 7.0691 1198.62 5.5661 787.52 3.5799 388.78 5.0713 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 9.69 7.07 20.72 23.13 23.29 1950.78 6.6522 1516.95 5.6782 706.01 5.3210 349.90 6.1943 Axos Clearing LLC does not receive any payments from UBS Securities LLC for directing order flow to this venue. Canaccord Genuity Securities 9.48 7.16 17.94 20.66 22.90 3747.08 7.5087 829.53 7.5049 1227.17 7.5037 333.11 7.4994 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 7.33 5.48 17.12 15.72 17.11 4931.70 6.4348 1834.20 4.6257 1135.59 5.2579 429.46 6.9875 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 18.08 13.73 66.49 1.70 Citadel Execution Services 50.58 49.42 52.63 50.54 48.11 2282.33 28.3414 4503.70 32.8497 4347.08 26.4646 174.85 43.1728 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. SUS 49.40 50.58 47.26 49.46 51.89 2365.34 26.2728 2497.19 25.2089 4035.90 22.0264 340.45 51.6616 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract.