1.3 AXOS 2023 1 2023-04-24T06:46:49Z 2023 01 100.00 89.77 1.42 3.48 5.33 Virtu Americas, LLC 69.45 75.64 37.94 18.32 7.04 1176.25 7.5000 26.73 7.5000 4.65 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 7.30 5.63 16.16 28.44 19.25 439.08 7.5001 37.99 7.5005 58.21 5.0717 54.55 4.1435 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. UBS Securities, LLC 7.17 5.90 14.99 16.51 20.44 354.67 7.5005 110.30 7.5017 57.69 7.5007 79.25 7.5008 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Two Sigma Securities, LLC 6.97 5.57 16.39 19.27 19.88 507.46 7.5000 26.60 7.5000 28.77 7.5000 60.45 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. Canaccord Genuity Securities 6.86 5.46 13.11 16.70 22.49 379.00 7.5301 10.66 7.5614 53.42 7.5158 36.24 7.5090 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 83.76 3.49 6.67 6.09 Virtu Americas, LLC 62.13 72.52 7.39 12.33 5.20 1202.35 6.9306 63.10 2.5841 29.02 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 10.11 7.05 29.39 25.72 23.98 3489.40 6.1727 1245.37 3.7556 544.34 2.9402 499.43 3.3835 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Canaccord Genuity Securities 8.73 6.52 20.68 18.53 21.48 4038.06 7.5073 936.53 7.5044 3729.07 7.5011 495.11 7.5003 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. UBS Securities, LLC 8.61 6.25 18.74 19.18 23.58 2197.70 6.3833 1861.18 4.8380 545.71 2.9550 404.26 6.3671 Axos Clearing LLC does not receive any payments from UBS Securities LLC for directing order flow to this venue. Two Sigma Securities, LLC 7.10 5.06 17.54 19.13 16.06 2829.00 6.1810 917.10 3.1738 484.16 4.7227 247.35 6.1869 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 15.17 18.85 65.35 0.64 Citadel Execution Services 50.07 49.75 51.48 49.75 48.48 2012.50 27.3141 5790.39 32.3395 3661.36 28.3431 332.70 57.9617 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. SUS 49.91 50.25 48.42 50.25 51.52 1410.15 25.0337 3002.47 23.0463 3039.96 19.7106 330.75 58.5398 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2023 02 99.98 89.69 1.57 3.91 4.84 Virtu Americas, LLC 65.60 70.90 51.49 23.65 5.80 1301.54 7.5000 7.15 7.5000 8.09 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.48 7.40 11.94 16.77 20.61 296.69 7.5007 79.34 7.5019 33.92 7.5007 50.20 7.5010 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 8.06 6.96 10.70 17.27 20.21 375.12 7.5288 32.26 7.5034 35.05 7.5273 32.70 7.5138 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 8.06 6.54 14.18 25.55 20.05 343.79 7.5000 14.11 7.5013 33.47 5.0050 33.76 3.2248 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Two Sigma Securities, LLC 7.57 6.47 10.45 15.97 20.21 341.06 7.5000 35.12 7.5000 30.58 7.5000 46.80 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. 100.00 84.19 3.52 7.01 5.28 Virtu Americas, LLC 60.16 69.17 10.33 15.04 9.63 1167.32 7.4067 27.39 6.5969 53.67 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 9.88 7.06 33.56 25.31 18.53 3925.81 6.5431 1374.33 2.2990 890.27 1.9567 377.52 2.7904 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 9.16 7.32 17.41 18.05 21.24 2830.67 6.6626 1969.70 4.1279 721.91 3.0388 381.81 4.5990 Axos Clearing LLC does not receive any payments from UBS Securities LLC for directing order flow to this venue. Canaccord Genuity Securities 8.83 6.98 17.28 18.77 19.43 3664.18 7.5087 1030.28 7.5039 2620.65 7.5017 566.11 7.5015 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 8.38 6.75 14.98 16.47 19.15 3160.05 6.5863 630.13 2.0930 458.44 3.2607 296.36 7.3239 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 15.48 17.18 66.95 0.39 SUS 51.32 51.27 49.89 51.70 52.38 1348.70 27.7282 3673.25 23.2690 2342.70 16.8382 65.00 65.0000 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. Citadel Execution Services 48.64 48.73 50.11 48.25 47.62 1605.10 28.4794 5335.75 28.9892 2841.87 21.1213 100.70 34.2517 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2023 03 100.00 89.92 1.09 3.38 5.61 Virtu Americas, LLC 69.34 75.67 23.32 18.70 7.30 1542.22 7.5000 54.01 7.5000 47.20 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 7.36 5.56 18.95 26.60 22.24 524.18 7.4999 57.79 7.4994 41.19 5.0265 66.25 3.7694 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. UBS Securities, LLC 7.09 5.61 20.41 17.86 21.73 323.37 7.4997 75.53 7.5016 36.66 7.5011 86.02 7.5007 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Two Sigma Securities, LLC 6.95 5.63 19.83 17.39 19.30 542.69 7.5000 37.77 7.5000 31.09 7.5000 77.84 6.0677 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. Canaccord Genuity Securities 6.79 5.53 16.03 18.61 18.17 429.75 7.5332 10.39 7.5487 86.35 7.5099 35.07 7.5199 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 85.42 3.01 5.80 5.76 Virtu Americas, LLC 63.66 73.19 7.60 8.14 7.55 1687.97 6.1568 226.04 7.2789 60.37 2.4196 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 8.38 5.77 25.02 25.11 21.51 3814.30 6.4218 1678.65 5.3771 843.07 3.3559 498.65 3.9128 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 8.17 5.97 19.85 20.87 21.80 2554.92 6.8316 1549.79 5.5515 780.01 5.0270 519.46 6.5507 Axos Clearing LLC does not receive any payments from UBS Securities LLC for directing order flow to this venue. Canaccord Genuity Securities 8.16 6.17 19.17 19.65 20.32 3837.50 7.5072 935.65 7.5057 1644.21 7.5027 227.03 7.5016 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 7.67 5.60 17.93 19.94 20.61 3170.96 6.7282 1060.15 4.3153 579.03 4.3680 318.91 7.2174 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 15.16 16.08 68.22 0.54 Citadel Execution Services 50.83 52.50 50.94 50.46 46.88 2650.50 29.8144 6985.40 39.9006 4368.31 26.3675 387.20 55.0000 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. SUS 49.16 47.50 49.06 49.52 53.12 1885.55 25.7202 3592.55 26.8903 3656.80 24.1453 64.45 62.5728 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract.