1.3 AXOS 2023 2 2023-07-28T18:22:07Z 2023 04 100.00 89.88 1.14 3.29 5.69 Virtu Americas, LLC 66.26 71.93 30.71 23.40 8.56 1082.67 7.5000 98.71 7.5000 20.38 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.25 7.03 18.57 18.10 19.76 373.93 7.4975 57.26 7.5020 25.96 7.5010 46.93 7.5008 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 8.13 6.43 16.79 24.75 23.68 408.11 7.5000 15.71 7.5042 21.43 5.1031 64.81 4.6609 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 7.77 6.61 17.14 16.26 19.33 464.43 7.5203 9.41 7.5160 53.88 7.5272 11.37 7.4749 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Two Sigma Securities, LLC 7.77 6.57 13.93 16.50 20.47 379.86 7.5000 12.38 7.5000 31.19 7.5000 37.57 3.4171 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. 100.00 84.67 3.46 5.65 6.22 Virtu Americas, LLC 63.82 73.38 5.48 10.54 14.59 980.51 7.1325 94.34 5.2183 80.83 5.2908 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 8.61 5.75 28.17 27.82 19.17 2243.11 6.0425 1072.99 1.5532 466.39 1.3630 176.12 1.0947 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. UBS Securities, LLC 8.45 6.25 21.19 19.71 21.08 2025.35 6.3236 1361.87 2.2174 554.80 1.6114 354.85 3.4315 Axos Clearing LLC does not receive any payments from UBS Securities LLC for directing order flow to this venue. Canaccord Genuity Securities 8.20 6.14 22.01 19.60 18.15 3606.48 7.5057 1059.10 7.5029 6560.21 7.5006 459.91 7.5003 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 7.61 5.60 18.36 17.50 20.04 2487.86 6.1133 711.24 1.2041 420.84 1.4310 204.17 7.2240 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 17.91 18.97 62.60 0.52 SUS 50.49 51.62 47.73 51.08 41.67 1608.50 27.0700 1523.95 19.4183 2700.40 22.8209 115.55 47.5514 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. Citadel Execution Services 49.46 48.38 52.15 48.88 58.33 1880.10 29.6639 4176.65 26.8958 2682.61 21.5056 62.55 46.3333 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2023 05 100.00 91.14 1.22 3.05 4.60 Virtu Americas, LLC 69.35 73.81 37.85 36.16 11.24 1222.41 7.5000 52.26 7.5000 84.22 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 7.76 6.66 17.68 16.54 21.02 515.99 7.4968 103.36 7.5019 24.94 7.5015 73.75 7.5008 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 7.40 6.07 14.09 18.85 24.53 456.19 7.5001 10.56 7.5016 26.12 5.6025 69.31 4.7713 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Two Sigma Securities, LLC 6.86 5.93 15.19 14.00 18.47 622.19 7.5000 20.03 7.5000 24.52 7.5000 45.48 3.3381 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. Canaccord Genuity Securities 6.71 5.85 12.98 14.22 17.08 556.43 7.5210 5.71 7.5429 36.56 7.5312 30.74 7.5286 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 83.33 3.85 6.69 6.12 Virtu Americas, LLC 62.38 72.30 10.58 10.64 16.57 914.59 7.3488 238.69 3.3801 312.97 5.0701 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.72 6.38 21.13 19.83 20.68 2823.94 5.7127 1726.38 3.2845 971.07 4.9358 672.04 6.9953 Axos Clearing LLC does not receive any payments from UBS Securities LLC for directing order flow to this venue. CITADEL SECURITIES LLC 8.43 5.87 20.98 23.49 18.92 3854.88 6.6735 1246.36 4.3336 629.08 2.5268 308.30 1.5544 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Canaccord Genuity Securities 8.30 6.28 20.35 18.65 16.85 5364.16 7.5049 1215.52 7.5036 1697.28 7.5022 673.84 7.4998 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 8.19 5.92 19.43 20.98 18.01 3212.32 5.0627 1198.95 4.3123 805.87 3.5691 618.05 5.6285 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 17.28 18.52 63.37 0.83 Citadel Execution Services 50.91 48.82 51.65 51.24 53.33 2554.25 29.6420 5574.77 31.5404 3914.35 27.5658 212.95 49.4084 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. SUS 49.09 51.18 48.35 48.76 46.67 1433.89 23.5295 1881.01 20.2042 4677.40 27.8765 304.50 54.1815 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2023 06 99.98 90.40 1.09 2.54 5.97 Virtu Americas, LLC 65.48 70.81 32.33 15.34 12.06 799.89 7.5000 31.82 7.5000 19.53 7.5000 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.51 7.34 14.50 20.03 20.19 464.92 7.5003 151.67 7.5013 34.26 7.5009 102.54 7.5008 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 8.05 6.75 19.64 21.72 19.80 631.69 7.5000 24.74 7.5000 22.95 5.0780 52.23 4.2690 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 8.02 6.80 14.80 19.77 20.35 414.05 7.5306 27.39 7.5134 42.08 7.5297 30.36 7.5221 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Two Sigma Securities, LLC 7.67 6.37 15.41 20.29 20.63 570.53 7.5000 32.25 7.5000 40.75 7.5000 64.15 5.1193 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. 99.97 85.04 2.79 5.50 6.66 Virtu Americas, LLC 62.39 71.46 8.19 6.86 15.18 812.94 6.0203 36.72 7.5000 6.47 2.8585 0.00 0.0000 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 9.02 6.72 21.23 22.72 21.95 2289.23 6.8184 1476.16 3.5502 717.15 2.7017 442.49 5.7910 Axos Clearing LLC does not receive any payments from UBS Securities LLC for directing order flow to this venue. Canaccord Genuity Securities 8.58 6.66 22.04 20.40 17.76 3239.62 7.5100 1127.44 7.5035 2663.64 7.5014 317.62 7.5008 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. CITADEL SECURITIES LLC 8.54 6.25 23.51 24.55 18.20 2942.22 6.8295 1432.25 4.9420 865.50 3.1724 306.55 1.5941 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Two Sigma Securities, LLC 8.10 6.15 21.80 20.86 16.78 2997.70 6.9603 850.97 2.7905 567.61 3.4269 247.10 6.9166 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 15.72 19.03 64.03 1.23 Citadel Execution Services 50.29 48.53 50.67 50.37 62.50 1956.30 26.3156 8150.75 25.3428 3698.59 23.7821 221.65 45.7010 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. SUS 49.57 51.47 49.15 49.47 37.50 1423.79 25.5343 3684.70 22.0285 4280.07 22.8331 265.80 60.9633 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract.