1.3 AXOS 2024 1 2024-04-29T16:31:07Z 2024 01 100.00 92.12 1.08 2.96 3.84 Virtu Americas, LLC 69.16 73.81 34.02 13.19 10.51 1399.72 7.5000 36.13 7.5000 8.04 7.5000 0.46 0.2288 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 7.62 6.76 13.10 14.37 21.54 405.56 7.4939 84.73 7.5032 22.41 7.5007 76.59 7.5002 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.000005 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.19 6.24 14.94 13.36 22.97 422.35 7.5257 7.24 7.5362 67.25 7.5120 18.15 7.5531 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. CITADEL SECURITIES LLC 7.13 6.13 11.26 16.81 22.45 439.98 7.5000 15.24 2.7850 21.39 2.3753 68.25 7.3149 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Two Sigma Securities, LLC 6.89 5.99 11.26 15.38 20.77 957.20 7.5000 102.46 7.5000 59.45 7.5000 128.81 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. 100.00 85.95 3.11 6.26 4.68 Virtu Americas, LLC 66.17 75.41 6.20 4.30 19.03 8702.29 7.4552 853.82 7.5000 72.02 7.5000 7.41 0.0324 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 7.98 5.73 20.48 22.24 21.93 1928.56 6.6411 1624.63 5.7859 856.86 4.0827 440.71 6.4346 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.000005 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Canaccord Genuity Securities 7.68 5.60 20.93 21.05 19.20 3509.60 7.5075 1018.86 7.5059 1755.06 7.5038 200.28 7.5012 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. CITADEL SECURITIES LLC 7.65 5.50 21.67 21.59 19.12 2479.06 6.2502 881.35 2.9005 556.13 3.0162 209.67 5.1965 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Two Sigma Securities, LLC 7.60 5.40 21.82 21.59 19.70 5319.98 6.4857 2622.74 4.6201 1252.88 4.6836 685.27 6.6464 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 16.99 18.58 63.24 1.20 Citadel Execution Services 50.15 50.68 48.57 50.18 65.38 1657.75 28.9462 3190.17 26.5229 2493.37 24.1255 165.00 50.9259 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 49.78 49.32 51.43 49.71 34.62 1682.80 27.0982 2280.62 17.8215 3440.79 28.4692 83.05 60.6204 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. 2024 02 100.00 91.32 1.07 2.92 4.68 Virtu Americas, LLC 66.33 71.70 25.12 9.51 6.63 953.85 7.5000 22.15 7.5000 4.15 7.5000 0.56 0.2845 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.22 7.10 16.67 16.45 22.97 365.04 7.5009 86.48 7.4388 23.75 7.5010 60.78 7.5001 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.000005 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Two Sigma Securities, LLC 7.85 6.65 14.93 17.64 23.60 728.79 7.5000 24.42 7.5000 40.38 7.5000 154.26 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. CITADEL SECURITIES LLC 7.81 6.62 16.92 17.00 23.20 415.48 7.5000 16.87 3.1705 27.32 3.3178 80.61 7.4134 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 7.65 6.58 11.44 16.36 22.23 383.07 7.5247 10.15 7.5180 26.83 7.5374 22.71 7.5191 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. 100.00 84.39 3.42 6.52 5.67 Virtu Americas, LLC 59.78 69.52 3.85 2.98 13.86 8761.29 7.4731 945.58 7.5000 87.38 7.5000 0.81 0.0039 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 9.51 7.20 21.93 20.53 23.60 2453.35 6.2450 2040.54 4.1614 1075.34 4.7645 362.04 7.3959 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.000005 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 9.18 7.06 21.31 20.84 19.92 3003.75 6.3012 1202.47 2.6777 753.73 2.9774 346.26 6.8703 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Canaccord Genuity Securities 8.96 6.81 21.90 20.68 19.55 3619.49 7.5103 1261.90 7.5057 1884.37 7.5038 330.37 7.5037 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 8.94 6.67 21.34 21.39 20.93 5815.02 6.4476 2333.28 3.2812 1463.84 4.9948 614.93 7.1778 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 16.79 18.35 62.88 1.98 Susquehanna Financial Group, LLP 50.71 50.82 52.67 49.97 55.45 2626.30 21.9848 3128.87 19.1638 4757.83 30.6996 101.00 41.3934 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract. Citadel Execution Services 49.25 49.18 47.23 50.00 44.55 2556.55 29.2144 3167.73 21.5345 4648.79 33.6333 198.85 25.7245 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. 2024 03 100.00 90.42 1.01 3.75 4.82 Virtu Americas, LLC 64.87 70.20 33.51 17.10 8.48 1090.67 7.5000 83.99 7.5000 12.51 7.5000 0.02 0.0089 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.04 7.09 13.24 9.83 23.42 373.82 7.5006 121.28 7.5018 15.05 7.5011 58.31 7.5002 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.000005 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 7.81 6.76 10.00 11.14 24.38 452.70 7.5000 39.50 5.1660 21.90 2.5613 63.39 7.2749 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0005 per executed share for limit orders. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share for market orders. Axos Clearing LLC receives compensation in the form of $0.0012 per executed share for stop orders. Canaccord Genuity Securities 7.71 6.63 12.16 13.25 22.62 383.07 7.5247 10.15 7.5180 26.83 7.5374 22.71 7.5191 Axos Clearing LLC receives payments from Canaccord Genuity Securities for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.0007 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. Two Sigma Securities, LLC 7.64 6.78 9.46 11.64 20.31 834.16 7.5000 31.45 7.5000 99.06 7.5000 121.66 7.5000 Axos Clearing LLC receives payments from Two Sigma Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share. 100.00 84.40 3.45 7.26 4.90 Virtu Americas, LLC 61.12 70.60 9.47 4.51 18.03 6955.69 7.4941 1312.90 7.5000 110.68 7.5000 0.41 0.0021 Axos Clearing LLC receives payments from Virtu Americas, LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. Axos Clearing LLC does not receive any compensation for executed shares when the execution price is less than $1 per share. UBS Securities, LLC 8.76 6.55 20.25 20.62 21.27 2228.17 6.6969 1913.90 3.5077 1256.87 4.0893 290.62 7.3547 Axos Clearing LLC receives payments from UBS Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.000005 per executed share when the execution price is equal to or less than $1 per share. Axos Clearing LLC receives compensation in the form of $0.00075 per executed share when the execution price is $1 per share or higher. CITADEL SECURITIES LLC 8.69 6.38 21.05 22.02 19.99 2729.34 5.5611 1505.86 2.8690 803.76 3.1998 217.51 6.9280 Axos Clearing LLC receives payments from Citadel Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.25 for each order when the share price is $0 to $0.05. Axos Clearing LLC receives compensation in the form of $0.75 for each order when the share price is $0.05 to $1. Axos Clearing LLC receives compensation in the form of $1.50 for each order when the share price is greater than $1. Canaccord Genuity Securities 8.52 6.29 20.99 20.80 19.99 3619.49 7.5103 1261.90 7.5057 1884.37 7.5038 330.37 7.5037 Axos Clearing LLC receives payments from Canaccord Genuity Securities LLC for directing order flow to this venue. Axos Clearing LLC receives compensation in the form of $0.40 for each order when the share price is $0.01 to $1. Axos Clearing LLC receives compensation in the form of $1.00 for each order when the share price is $1.01 to $5. Axos Clearing LLC receives $2.00 for each order when the shares price is greater than $5. Axos Clearing LLC does not receive compensation when the share price is less than $0.01. Two Sigma Securities, LLC 8.32 6.22 19.21 20.30 19.14 5556.98 6.0123 2223.42 2.0941 2003.08 5.3280 631.08 7.4015 Axos Clearing LLC does not receive any payments from Two Sigma Securities LLC for directing order flow to this venue. 100.00 15.33 17.60 66.30 0.77 Citadel Execution Services 50.80 52.71 51.83 50.08 51.35 1948.30 31.0734 4357.85 32.8028 4614.55 34.0331 645.40 55.0683 Axos Clearing LLC receives payments from Citadel Execution Services for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Susquehanna Financial Group, LLP 49.16 47.29 48.17 49.86 48.65 1904.85 27.5069 2903.13 23.2436 5274.80 28.9792 479.10 60.6456 Axos Clearing LLC receives payments from Susquehanna International Group LLP for directing order flow to this venue. Axos Clearing LLC receives compensation as follows: Executed option orders whose underlying securities participate in the penny increment program at a rate of $0.25 per contract. Executed option orders whose underlying securities do not participate in the penny increment program at a rate of $0.65 per contract. Executed option orders whose underlying security is an exchange traded fund at a rate of $0.15 per contract.