Solutions for the Modern Advisor

Collapsible Accordion

SEC Rule 606 Quarterly Reports

To access the available files, please click on the headings below to expand each section.



13041_606_NMS_2024_Q2_NFS.xml

13041_606_NMS_2024_Q2_NFS.pdf

13041_606_NMS_2024_Q1_NFS.xml

13041_606_NMS_2024_Q1_NFS.pdf

Held Order Routing Public Report CFS Q4-23.xml

Held Order Routing Public Report CFS Q4-23.pdf

Held Order Routing Public Report CFS Q3-23.xml

Held Order Routing Public Report CFS Q3-23.pdf

Held Order Routing Public Report CFS Q2-23.xml

Held Order Routing Public Report CFS Q2-23.pdf

Held Order Routing Public Report CFS Q1-23.xml

Held Order Routing Public Report CFS Q1-23.pdf

Held Order Routing Public Report CFS Q4-22.xml

Held Order Routing Public Report CFS Q4-22.pdf

Held Order Routing Public Report CFS Q3-22.xml

Held Order Routing Public Report CFS Q3-22.pdf

Held Order Routing Public Report CFS Q2-22.xml

Held Order Routing Public Report CFS Q2-22.pdf

Held Order Routing Public Report CFS Q1-22xml

Held Order Routing Public Report CFS Q1-22pdf

Held Order Routing Public Report CFS Q4-21.xml

Held Order Routing Public Report CFS Q4-21.pdf

Held Order Routing Public Report CFS Q3-21.xml

Held Order Routing Public Report CFS Q3-21.pdf

Held Order Routing Public Report CFS Q2-21.xml

Held Order Routing Public Report CFS Q2-21.pdf

Held Order Routing Public Report CFS Q1-21.xml

Held Order Routing Public Report CFS Q1-21.pdf

Held Order Routing Public Report CFS Q4-20.xml

Held Order Routing Public Report CFS Q4-20.pdf

Held Order Routing Public Report CFS Q3-20.xml

Held Order Routing Public Report CFS Q3-20.pdf

Held Order Routing Public Report CFS Q2-20.xml

Held Order Routing Public Report CFS Q2-20.pdf

Held Order Routing Public Report CFS Q1-20.xml

Held Order Routing Public Report CFS Q1-20.pdf


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